-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RHRljFGnev7EbQ3EabcRdDmX7WRl14ZWrEsRmB9i2HcYNf8VgmtfJiELQTIKhMmS FehMQbDnoSy4dJ+64irwYQ== 0001193125-09-027307.txt : 20090212 0001193125-09-027307.hdr.sgml : 20090212 20090212171757 ACCESSION NUMBER: 0001193125-09-027307 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: First Savings Financial Group Inc CENTRAL INDEX KEY: 0001435508 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: IN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-84392 FILM NUMBER: 09596108 BUSINESS ADDRESS: STREET 1: 501 EAST LEWIS & CLARK PARKWAY CITY: CLARKSVILLE STATE: IN ZIP: 47129 BUSINESS PHONE: 812-283-0724 MAIL ADDRESS: STREET 1: 501 EAST LEWIS & CLARK PARKWAY CITY: CLARKSVILLE STATE: IN ZIP: 47129 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: First Savings Bank FSB Employee Stock Ownership Plan Trust CENTRAL INDEX KEY: 0001455456 IRS NUMBER: 000000000 STATE OF INCORPORATION: IN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 501 EAST LEWIS & CLARK PARKWAY CITY: CLARKSVILLE STATE: IN ZIP: 47129 BUSINESS PHONE: 812-283-0724 MAIL ADDRESS: STREET 1: 501 EAST LEWIS & CLARK PARKWAY CITY: CLARKSVILLE STATE: IN ZIP: 47129 SC 13G 1 dsc13g.htm SCHEDULE 13G SCHEDULE 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No.         )*

 

 

 

 

First Savings Financial Group, Inc.

(Name of Issuer)

 

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

 

33621E 109

(CUSIP Number)

 

 

December 31, 2008

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 33621E 109

 

  1.  

NAMES OF REPORTING PERSONS.

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

 

            First Savings Bank, F.S.B. Employee Stock Ownership Plan Trust

    
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

    
  3.  

SEC USE ONLY

 

    
  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            State of Indiana

    

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  

  5.    SOLE VOTING POWER

 

                189,805

 

  6.    SHARED VOTING POWER

 

                13,558

 

  7.    SOLE DISPOSITIVE POWER

 

                203,363

 

  8.    SHARED DISPOSITIVE POWER

 

                0

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            203,363

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

 

 

            (SEE INSTRUCTIONS)

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            8.0% of 2,542,042 shares of Common Stock outstanding as of December 31, 2008.

12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            EP

 

Page 2 of 6

FIRST SAVINGS BANK, F.S.B. EMPLOYEE STOCK OWNERSHIP PLAN TRUST

EMPLOYEE STOCK OWNERSHIP PLAN

SCHEDULE 13G

 

Item 1.  

(a)

    Name of Issuer:      
     First Savings Financial Group, Inc.      
 

(b)

    Address of Issuer’s Principal Executive Offices:      
    

501 East Lewis & Clark Parkway

Clarksville, Indiana 47129

      
Item 2.  

(a)

    Name of Person Filing:      
    

First Savings Bank, F.S.B.

Employee Stock Ownership Plan Trust

      
     Trustee:      
    

First Bankers Trust Services, Inc.

2321 Kochs Lane

Quincy, Illinois 62305

      
 

(b)

    Address of Principal Business Office or, if none, Residence:      
    

501 East Lewis & Clark Parkway

Clarksville, Indiana 47129

      
 

(c)

    Citizenship:      
     See Page 2, Item 4.      
 

(d)

    Title of Class of Securities:      
     Common Stock, par value $0.01 per share      
 

(e)

    CUSIP Number:      
     See Page 1.      

 

Page 3 of 6

Item 3.   If this statement is filed pursuant to § 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (f)    x    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
Item 4.    Ownership.      
   Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.      
   (a)   

Amount beneficially owned:

 

See Page 2, Item 9.

      
   (b)   

Percent of class:

 

See Page 2, Item 11.

      
   (c)    Number of shares as to which the person has:      
      (i)   

Sole power to vote or to direct the vote:

 

See Page 2, Item 5.

      
      (ii)   

Shared power to vote or to direct the vote:

 

See Page 2, Item 6.

      
      (iii)   

Sole power to dispose or to direct the disposition of:

 

See Page 2, Item 7.

      
      (iv)   

Shared power to dispose or to direct the disposition of:

 

See Page 2, Item 8.

      
Item 5.    Ownership of Five Percent or Less of a Class.   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   N/A      

 

Page 4 of 6

Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   N/A
Item 8.    Identification and Classification of Members of the Group.      
   N/A      
Item 9.    Notice of Dissolution of Group.      
   N/A      
Item 10.    Certification.      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      

 

Page 5 of 6

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 11, 2009

Date

/s/ Linda J. Shultz

Signature
First Bankers Trust Services, Inc., as Trustee

By: Linda J. Shultz, Trust Officer

Name/Title

 

Page 6 of 6

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